FCA finds wealth managers ‘exceeded compliance’ one year after MiFID II
The Financial Conduct Authority (FCA) in the UK has said that most wealth managers have 'exceeded compliance' with MiFID II…
ByMiFID II
MiFID II is One: What private banks need to know one year on
With the anniversary of this ground-shaking piece of regulation, Paul Golden explores how it has affected the private banking industry…
By
CBAM selects Red Deer solution to improve MiFID II processes
Close Brothers Asset Management (CBAM), a UK-based wealth manager, has implemented Red Deer’s research management solution in a bid to…
SCM Direct exposes MiFID II cost reporting ‘irregularities’
UK online wealth manager, SCM Direct, which was founded by Gina and Alan Miller, has released a dossier detailing how…
ByInterview: Private banking in Luxembourg
Carlo Friob, CEO Luxembourg, KBL European Private Bankers, (KBL epb) tells Saloni Sardana about the financial institution’s digital priorities for…
By Gina Miller locks horns with FCA over MiFID II
Gina Miller, the woman who successfully challenged the government on Brexit, is threatening to sue the UK’s financial regulator, the…
By
Unprepared private banks face knockout blow from GDPR
With MIFID II currently top of the regulatory agenda for private banks and wealth managers, research by Private Banker International…
By More than one third of UK firms unprepared for MIFID II- survey
A survey shows that more than one third of financial institutions in the UK are unprepared for MIFID II- less…
By