The US Securities and Exchange
Commission (SEC) is seeking public comment on the definition of a
family office.

Historically, family offices have not
been required to register with the SEC under the Advisers Act
because of an exemption provided to investment advisers with fewer
than 15 clients.

The Dodd-Frank Act removes that exemption to enable the SEC to
regulate hedge fund and other private fund advisers. The
consultation period ends on 18 November.

How well do you really know your competitors?

Access the most comprehensive Company Profiles on the market, powered by GlobalData. Save hours of research. Gain competitive edge.

Company Profile – free sample

Thank you!

Your download email will arrive shortly

Not ready to buy yet? Download a free sample

We are confident about the unique quality of our Company Profiles. However, we want you to make the most beneficial decision for your business, so we offer a free sample that you can download by submitting the below form

By GlobalData
Visit our Privacy Policy for more information about our services, how we may use, process and share your personal data, including information of your rights in respect of your personal data and how you can unsubscribe from future marketing communications. Our services are intended for corporate subscribers and you warrant that the email address submitted is your corporate email address.