The Investment Management Group of Seward & Kissel has launched an online compliance service for SEC-registered investment advisers.
The new subscription-based online platform will help investment managers in complying with certain regulatory obligations by providing access to Seward & Kissel’s Model Compliance Manual, Code of Ethics and guides to Form ADV Part 1 and 2.
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Also, subscribers to the annual service will receive notifications when the documents are updated to facilitate the subscriber’s compliance efforts.
Seward & Kissel said that it is planning to add additional documents and other resources to this online platform to enable subscribers to better comply with the ever changing regulatory landscape.
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