All articles by Verdict Staff
Verdict Staff
FCA warns firms on adopting whole of market restricted advice label
The UK’s Financial Conduct Authority (FCA) has warned firms on adopting whole of market restricted as an advice label and advised them not to go there.
KPMG launches new US$100 million fund to invest in technology firms
KPMG plans to launch its first investment fund, a US$100 million in-house venture capital fund, which aims to provide early-stage capital to data and analytics firms.
Credit Suisse selects Harrington Cooper for distribution of MLP fund in UK
Credit Suisse has selected Harrington Cooper, the specialist fund firm, to manage the distribution of its Master Limited Partnership (MLP) Index Fund in the UK and Channel Islands.
US court orders PwC to face fraud claim over Lipper hedge fund collapse
Audit firm PricewaterhouseCoopers (PwC) has been ordered by the 2nd U.S. Circuit Court of Appeals in New York to face fraud claim over Lipper hedge fund collapse.
SFO to question two former ICAP brokers over Libor scandal
The Serious Fraud Office (SFO) will question Daniel Wilkinson and Colin Goodman, two former brokers of UK-based interdealer ICAP, for their involvement in London interbank offered rate (Libor) scandal over the next few weeks, reported Bloomberg citing familiar people.
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French Assembly passes anti-tax evasion legislation
France has passed anti-tax and major economic and financial crime bill that is expected to generate additional revenues of 2 billion (US$2.6 billion) to the 2014 budget.
Global ETF and ETP assets reached US$2.3 trillion at the end of October 2013: ETFGI
October marked another month of strong inflows for global ETFs/ETPs, according to preliminary findings from ETFGI’s October 2013 Global ETF and ETP industry insights report.
ASC reaches settlement agreement with former platinum equities sales consultant Alex Gavilan
The Alberta Securities Commission (ASC) has concluded a settlement agreement with former Platinum Equities sales consultant Victor Alejandro Gavilan Jara (a.k.a. Alex Gavilan) for breaching Alberta securities laws.
la Caixa promotes its on-line broker Bolsa Abierta
la Caixa’ will promote its on-line broker service, Bolsa Abierta, with the implementation of the first social network of a financial organization in Spain specifically designed for investors, the creation of new interactive tools, and the launching of new versions of applications for mobile phones and tablets.
deVere Group announces acquisition of Elite investment group
deVere Group has announce the acquisition of Elite, China’s second-largest investment advisory group.