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Schroders receives nod for majority-owned wealth JV in China with BOCOM

23 Feb 2021
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News Regulation & Compliance

Sections

  • Investments & Asset Management
  • Results & Deals
  • Research
  • Strategy
  • Products & Services
  • Regulation & Compliance
  • Offshore
  • Technology

Most Read

  • Schroders receives nod for majority-owned wealth JV in China with BOCOM
  • Purpose Investments secures regulatory nod to introduce Bitcoin ETF
  • German watchdog warns Goldman Sachs to abide by AML rules

Most Recent

News

Schroders receives nod for majority-owned wealth JV in China with BOCOM

23 Feb 2021
Schroders receives nod for majority-owned wealth JV in China with BOCOM
News

Schroders receives nod for majority-owned wealth JV in China with BOCOM

British fund manager Schroders has reportedly secured the clearance to launch a majority-owned wealth management JV with a unit of…

23 Feb 2021

Verdict Staff

Purpose Investments secures regulatory nod to introduce Bitcoin ETF
News

Purpose Investments secures regulatory nod to introduce Bitcoin ETF

Toronto-based Purpose Investments has received the green light from Canadian securities regulators to launch a direct custody Bitcoin ETF. Dubbed Purpose Bitcoin ETF, the new offering is said to be the…

15 Feb 2021

15 Feb 2021 By Verdict Staff

German watchdog warns Goldman Sachs to abide by AML rules
News

German watchdog warns Goldman Sachs to abide by AML rules

BaFin, the financial watchdog of the Germany, has ordered the European arm of the investment banking giant Goldman Sachs to comply with rules to prevent money laundering and terrorist financing.…

05 Feb 2021

05 Feb 2021 By Verdict Staff

US SEC obtains asset freeze order against Virgil Capital
News

US SEC obtains asset freeze order against Virgil Capital

The US Securities and Exchange Commission (SEC) has obtained an order to freeze assets and other emergency relief against crypto fund manager Virgil Capital over alleged securities fraud. The steps,…

30 Dec 2020

30 Dec 2020 By Verdict Staff

Charles Schwab UK hit with £8.96m fine for failing to safeguard client assets
News

Charles Schwab UK hit with £8.96m fine for failing to safeguard client assets

The UK’s Financial Conduct Authority has fined stockbroking firm Charles Schwab UK (CSUK) £8.96m for its failure to safeguard the assets of clients. The lapses are said to have taken place between August…

22 Dec 2020

22 Dec 2020 By Verdict Staff

FCA repeatedly failed to spot LCF red flags, investigation finds
News

FCA repeatedly failed to spot LCF red flags, investigation finds

The Financial Conduct Authority (FCA) consistently failed to adequately regulate and supervise London Capital and Finance (LCF), an independent investigation has found. The investigation, led by Dame Elizabeth Gloster, assessed…

18 Dec 2020

18 Dec 2020 By Hannah Wright

Credit Suisse indicted for money laundering linked to Bulgarian drug case
News

Credit Suisse indicted for money laundering linked to Bulgarian drug case

Credit Suisse along with a former manager of the bank have been indicted by the Office of the Attorney General of Switzerland (OAG) for money laundering linked to a Bulgarian…

18 Dec 2020

18 Dec 2020 By Verdict Staff

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