Susquehanna Financial Group (SFG) is to use SunGard’s Protegent Trading Compliance as platform for trading compliance of its institutional equities trading business.
The institutional broker-dealer member will operate SunGard’s Protegent Trading Compliance to helps SFG automate its trading compliance lifecycle, allowing the firm to achieve their business goals, monitor and reduce risk and opportunity cost, improve workflow and streamline its operations.
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"To help Susquehanna Financial Group maintain its high standards with regard to regulatory compliance, SunGard’s Protegent Trading Compliance will continue to help the firm achieve a competitive advantage by automating the compliance lifecycle and helping to minimize regulatory risk, " says Steve Sabin, chief operating officer at SunGard’s Protegent.
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By GlobalData
