The Securities and Futures Commission (SFC) has revoked the licence of Ms Yip Wan Fung and prohibited her from re-entering the industry for life.
In October 2010, Yip was sentenced to imprisonment of six years by the District Court following conviction of four criminal offences, including conspiracy to defraud, publishing a false statement and conspiracy to deal with the proceeds of an indictable offence.
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Yip was also disqualified from becoming directors of companies for eight years without leave of the court (Note 2).
In March 2014, the Court of Final Appeal dismissed Yip’s application for leave to appeal (Note 3).
The SFC considers Yip is not a fit and proper person as a result of her convictions.
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