SEI has been utilizing Portfolio Monitor to perform post-trade compliance testing for hedge fund managers since 2009, and recently transitioned its registered fund clients onto the expanded system from its predecessor program, AdvisorAlert.
Go deeper with GlobalData
Access deeper industry intelligence
Experience unmatched clarity with a single platform that combines unique data, AI, and human expertise.
Portfolio Monitor provides greater control of mandate guidelines, fund disclosure requirements, best practice rules, and global regulatory restrictions, including those related to the UCITS IV Directive. Portfolio Monitor also allows fund managers ranging from large family offices, pensions and endowments, to single-product hedge and mutual funds to effectively manage the tight guidelines associated with their investment processes.
SEI claims that the enhanced system, which is built on an open architecture platform, will provide managers with greater flexibility around today’s compliance needs. In addition, the system allows for fund- and aggregate-level monitoring for greater compliance transparency into the investment management firm.
To ensure data integrity, Portfolio Monitor interfaces directly with SEI’s accounting platforms and has the functionality to use independent, third-party data feeds to provide greater depth of compliance information and reporting capabilities.
"This system puts managers in a better position to succeed in a constantly changing and increasingly complex regulatory environment," said Phil McCabe, senior vice president and Solution Head at SEI’s Investment Manager Services division.
US Tariffs are shifting - will you react or anticipate?
Don’t let policy changes catch you off guard. Stay proactive with real-time data and expert analysis.
By GlobalData"It facilitates additional reviews, offering more robust reporting capabilities with greater flexibility to adapt to changing regulations. It also helps investment managers stay ahead of escalating client demands across a myriad of product types and asset classes," McCabe added.
