RIA in a Box has acquired Gordian Compliance Solutions, a San Francisco-based firm that offers compliance consulting services to the wealth management industry.
Financial terms of the acquisition were not divulged.
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Gordian serves investment advisers, private fund managers and broker dealers by delivering regulatory compliance support.
Through the acquisition of the business, RIA in a Box intends to bolster its regulatory expertise.
Furthermore, the addition of Gordian’s San Francisco Bay Area office offers the acquirer a new hub in the west coast. Besides San Francisco Bay Area, Gordian has other offices in New York and Florida.
The combined firm currently caters to more than 250 firms in California. The aim is to expand its clientele in the near future.
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By GlobalDataRIA in a Box VP of corporate development and strategy Rahul Mohan said: “RIA in a Box’s mission is to empower the financial adviser by coupling innovative software and expert advice to support their ongoing compliance and regulatory needs.
“Gordian’s broader expertise will help us expand both our software and consulting expertise to support leading wealth management firms and private fund managers.”
RIA in a Box was launched in 2005 to offer compliance software for wealth managers.
Currently, around 1,700 registered investment advisers (RIAs) use the RIA in a Box platform to meet regulatory requirements.
Last year, RIA in a Box was acquired by New York-based private equity firm Aquiline Capital Partners for an undisclosed sum.
