Raymond James Financial has lured a team of two financial advisors from UBS that managed more than US$200 million in client assets.
The team, which includes Matthew Rogers and Mark Christopher Norton, will join the firm’s Portland, Maine as senior vice president, Investments and vice president, Investments respectively.
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The new advisory team, which will operate as Rogers Norton Wealth Management Group of Raymond James, previously had annual production in fees and commission of US$1.9 million.
Additionally, the team includes senior registered sales associate Adele Jacques.
Prior to joining Raymond James, Rogers worked as a senior vice president and senior portfolio manager in Portland at UBS. He also worked as a financial advisor at Prudential Securities in New York and started his career at in 1991 with Fidelity Brokerage Services.
Norton, who joined UBS in 2006, previously worked as a branch analyst, vice president and portfolio manager in Portland. He began his career at J&W Seligman as quality analyst in 2002.
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By GlobalDataBill Roney, director of the Great Lakes division of Raymond James & Associates (RJA), said: "With more than 30 years of combined experience and commitment to a long-term, client-first approach, they are a great addition to our firm, and we look forward to supporting them as they grow their business."
Rogers, senior vice president, Investments, said: "The combination of strong senior leadership, grounded company values and advanced technological infrastructures will help us provide personalized service to our clients, while establishing ourselves as leaders in the market."
