Maxim Group, a wealth management and investment banking firm, has selected Rogerscasey to provide manager diligence services for its WealthIntroduction program.
As a component of Maxim’s open architecture platform, the WealthIntroduction program provides alternative investment managers the opportunity to market into Maxim’s wealth management and corporate services groups.
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The program will sponsor managers across a range of investment styles to undergo Rogerscasey’s extensive manager diligence program.
Upon successful completion of the Rogerscasey review, Maxim Group will provide forums for managers to market across its RIA affiliate — Maxim Financial Advisors, family office and corporate services clientele.
John Garrity, executive managing director and Maxim’s head of wealth management, said: "This is a natural extension of our expanding wealth management platform capabilities for our brokerage and investment advisor professionals, providing exceptional products for our clients and optimizing economics for all stakeholders."
David Pappalardo, senior vice president and head of the advisor solutions group of Rogerscasey, said: "We are excited to work with Maxim Group on this innovative solution. This program further demonstrates Rogerscasey’s ability to build customized, independent solutions for financial intermediaries."
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