All articles by Verdict Staff
Verdict Staff
SEC announces charges against Wedbush Securities
The Securities and Exchange Commission has announced charges against a Los Angeles-based market access provider and two officials accused of violating the agencys market access rule that requires firms to have adequate risk controls in place before providing customers with access to the market.
Neuberger Berman boosts presence in Italian adviser market with new hire
Neuberger Berman, a New York-based investment management firm, has hired Carlo Roncalli in Italy to deepen its presence in intermediary networks across Europe.
Ryan acquires Altus International
Ryan has acquired Altus International, a Netherlands-based consulting firm providing transfer pricing, business restructuring, and valuation expertise to multinational companies around the world.
Credit Suisse plans to slash stake in fixed-income JV Wake USA-report
Swiss banking giant Credit Suisse Group is reportedly planning to sell stake in Wake USA, its fixed-income joint venture with trading firm Tower Research Capital.
KPMG boosts European investment management practice
KPMG has hired Julie Patterson as director of its European investment management practice.
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Delaware Investments appoints divisional managers, regional director in Carolinas
Delaware Investments has expanded its distribution team on the retail side of the business, adding two divisional managers and a new regional director in the Carolinas.
Pembroke to deploy SS&C’s Global Wealth Platform
Pembroke Management has decided to deploy SS&C’s Global Wealth Platform (GWP) to support its growth and client service objectives.
Natixis Global Asset Management unveils two new Luxembourg based Sicavs
Natixis Global Asset Management has unveiled two new Luxembourg based Sicavs, Natixis AM Funds and Mirova Funds, for institutional and retail investors.
Deutsche Bank wins fund administration mandate from Pacific Asset Management
Deutsche Bank has won a loan services and fund administration mandate from Pacific Asset Management.
Vanguard plans to offer low-cost, personal advice for small investors
Vanguard, a US investment management company, is reportedly planning to begin offering customized investment advice and management for small investors, for less than a third of the typical cost.