All articles by Verdict Staff
Verdict Staff
SEC sanctions 13 firms for improper sales of Puerto Rico junk bonds
The US Securities and Exchange Commission (SEC) has sanctioned 13 firms for violating a rule primarily designed to protect retail investors in the municipal securities market.
deVere Group sets up new investment strategy division
Wealth advisory firm deVere Group has established a new investment strategy division.
Kanaly Trust launches executive financial planning program
Kanaly Trust has launched executive financial planning program offering a full array of financial advisory services to executives through company-sponsored financial planning programs.
Old Mutual hires new international distribution head
Old Mutual has appointed Allan MacLeod as its head of international distribution.
Tribunal affirms Australian regulators life ban on director at collapsed asset manager firm
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban former Astarra Asset Management (AAM) director Eugene Liu from providing financial services.
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Money on Toast selects Equiniti Wealth Solutions
Money on Toast, a UK-based provider of online investment advice and discretionary management, has selected Equinitis new outsourcing platform, Equiniti Wealth Solutions.
BofA Merrill Lynch Global Research launches green bond index
BofA Merrill Lynch Global Research has launched the BofA Merrill Lynch Green Bond Index to track the performance of debt issued by quasi-governments and corporations where the proceeds of the issue are to be used solely for projects and activities that promote climate or other environmental sustainability purposes.
Former UBS wealth management head acquitted in $20bn US tax evasion case
A Florida court has acquitted Raoul Weil, former head of wealth management at UBS, of the charges that he aided wealthy Americans hide $20bn in offshore accounts from the Internal Revenue Service.
Evercore completes acquisition of ISI Group
Evercore Partners has completed the acquisition of the ISI International Strategy & Investment and the remainder of its legacy institutional equities business.
HKMA appoints BNP Paribas as primary liquidity provider for the offshore RMB market
The Hong Kong Monetary Authority (HKMA) has appointed BNP Paribas as a primary liquidity provider (PLP) for the offshore Renminbi (RMB) market in Hong Kong.