All articles by Verdict Staff
Verdict Staff
Income Partners appoints firms Head of Client Relationship Management function
Income Partners Asset Management (HK) Limited, an Asian fixed income/credit specialist managers has appointed Shen Tan as Managing Director, Head of Client Relationship Management.
HSBC shuts down adviser-facing retirement savings arm in WM unit overhaul
HSBC has shut down its adviser-facing workplace retirement savings arm, which was launched in 2010, as part of a restructure of its wealth management division.
Industry trio form new advisory firm – WE Family Offices
Three family office industry executives, Maria Elena Lagomasino, Santiago Ulloa and Michael Zeuner have formed a new independent advisory firm, WE Family Offices.
Societe Generale receives financial investment business licence in South Korea
Societe Generale Corporate & Investment Banking (SGCIB) has been granted a financial investment business licence by the Republic of Koreas Financial Services Commission in Seoul.
Close Brothers AM’s MD of investments and smaller companies departs
Close Brothers Asset Managements managing director of investments and smaller companies, Deryck Noble-Nesbitt, has left the group as part of restructuring the firm’s discretionary business.
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FCA investigates QE gilt auction-rigging
The UK’s Financial Conduct Authority (FCA) is investigating whether or not claims traders intentionally pushed up the price of government bonds before attempting to sell them to the Bank of England (BoE) in 2011.
Regulatory scrutiny pushing US hedge funds to adopt formalized trading process: TABB study
Regulatory scrutiny by the SEC and the brutal dogfight for scarce alpha are pushing US hedge funds to implement a more rigorous and formalized trading process, according to the eighth annual benchmark study from TABB Group.
CSA requirements to improve disclosure for investors now in effect
The Canadian Securities Administrators (CSA) are delivering on their investor protection commitments with new disclosure requirements that will provide investors with clear and meaningful information about their investments. The amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) are now in effect, with key elements being phased in over three years to allow industry sufficient time to meet the new requirements.
Banque Raiffeisen Luxembourg implements Temenos T24 as an integrated banking platform
Banque Raiffeisen, Luxembourg, has gone live on Temenos T24 core banking system, as part of the bank’s transformation programme to move away from legacy mainframe-based applications to a modern, scalable system and allow new products to be launched quickly as well as develop its private banking offering.
Ivory Investment Management names head of institutional marketing
Ivory Investment Management, a Los Angeles-based investment management firm, has named Craig Pollak as head of its institutional marketing.