All articles by Verdict Staff
Verdict Staff
Brewin Dolphin bolsters business development team in Birmingham
Brewin Dolphin, a UK based private client investment manager, has bolstered its business development team in Birmingham with the appointment of Paul Cox as a new business development manager.
Barings Asset Management renames UK retail team
Investment management firm Baring Asset Management has changed the name of its UK retail team in order to prevent confusion on products sales.
CIBC Asset Management to offer Renaissance Corporate Bond Fund to investors
Canada-based CIBC Asset Management has said that it is intending to offer the Renaissance Corporate Bond Fund for sale as of 26 August 2013.
S&P Capital IQ ponders strategic alternatives for fund research unit
S&P Capital IQ, a part of McGraw Hill Financial (MHFI), has concluded an internal review of its product portfolio and is pursuing strategic alternatives for its fund research business, formerly known as Funds Management Research or FMR.
ARGI Financial acquires KD Fiduciary Asset Management
ARGI Financial Group, a US-based financial planning firm, has acquired KD Fiduciary Asset Management, a Louisville independent investment firm.
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New Zealand’s FMA sentences directors of Dominion Finance
Three former directors of Dominion Finance and North South Finance have been sentenced to home detention following a prosecution taken by the New Zealand’s Financial Markets Authority (FMA).
JPMorgan settles suit with two Bear Stearns liquidators
JPMorgan Chase has reached a settlement with the liquidators for two Bear Stearns mortgage-laden hedge funds.
Fidelity launches SmartFund Account for HK retail investors
Fidelity Worldwide Investment has launched the Fidelity SmartFund Account, a flexible pricing scheme that allows retail investors to conduct multiple transactions on its open fund platform, FundsNetwork.
FCA fines two for failing to monitor promotion of unregulated collective investment schemes
The Financial Conduct Authority (FCA) of UK has imposed fines of £28,000 each on two individuals and banned them from performing accountable significant influence functions at any FCA-regulated firm.
RBC Wealth Management appoints co-heads for Caribbean business
RBC Wealth Management, part of Royal Bank of Canada, has appointed David Foster and Mike Adams as co-heads of the Caribbean business, based in Cayman and Barbados respectively, according to The Tribune.