All articles by Verdict Staff
Verdict Staff
Raymond James private-client group CEO to depart
Raymond James Financials global private client groups CEO Chet Helck will depart from his role in February after more than 25 years with the firm.
BNY Mellon teams up with Alceda for alternative investment funds
BNY Mellon has been appointed as depositary for a significant proportion of the alternative investment holdings of Alceda Asset Management in Germany and Alceda Fund Management in Luxembourg.
RidgeWorth Investments to expand sales teams by 30%
RidgeWorth Investments has said that it is planning to grow its sales teams by 30%.
Standard Chartered names new deputy CEO, CFO departs
Standard Chartered has appointed Mike Rees as deputy to CEO Peter Sands as part of the banks major restructuring that will combine the banks wholesale and consumer businesses.
Hong Kong’s Securities, Futures Commission resolves compliance concerns with Cheong Lee
The Securities and Futures Commission (SFC) of Hong Kong has resolved its compliance concerns with Cheong Lee Securities.
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OppenheimerFunds names new compliance head
OppenheimerFunds has named Mary Ann Picciotto as new chief compliance officer, effective from the first quarter of 2014.
ING Investment Management unveils new European Sustainable Equity fund
ING Investment Management (ING) has unveiled a new SRI-driven European sustainable equity fund to retail and institutional investors in Europe and Asia.
UK, Chinese firms agree upon investment in Chinese Stock markets in Renminbi through LSE
A landmark agreement between two UK and Chinese firms means that from 9 January 2014, for the first time, investors will be able to invest in Chinese Stock markets in Renminbi through the London Stock Exchange (LSE).
ASIC issues class order providing relief for the mFund service
ASIC has issued Class Order that provides relief that facilitates retail clients applying for interests in managed investment schemes through mFund Settlement Service (mFund).
Bellpenny buys two more IFA firms
Bellpenny, a UK-based wealth manager, has purchased two IFA firms worth £187 million for undisclosed sums.