All articles by Verdict Staff
Verdict Staff
Charles Stanley registers 18% rise in Q4 revenue
British wealth manager Charles Stanley has reported revenue of £36.7 million for the fourth quarter of 2013, an increase of 18% from £31.1 million in the year ago period.
Kramer Wealth Managers launches proprietary formula, The WealthPath
Lee Kramer of Kramer Wealth Managers, (formerly Kramer Financial) has launched their proprietary formula for helping clients envision a financial future based entirely on visual communication, called The WealthPath.
Financial Reporting Council appoints new chairman
Financial Reporting Council (FRC) has appointed Win Bischoff as its new chairman, effective 1 May 2014.
Haitong International Securities establishes first overseas company in Singapore
Hong Kong-based Haitong International Securities Group has established its first oversees subsidiary in Singapore.
Private Ocean expands equity ownership
Private Ocean, a US-based wealth management firm, has expanded its equity ownership to four of its leaders.
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Miton Group to sell its Liverpool funds business to Seneca Partners
Miton Group has agreed to sell its Liverpool-based funds business, Miton Capital Partners, to Seneca Investment Managers for £6.4 million.
FCA fines Standard Bank £7.6 million over anti-money laundering controls failures
The UK’s Financial Conduct Authority (FCA) has fined Standard Bank £7.64 million for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).
DMS Offshore Investment receives approval for AIF Management Company in Ireland
DMS Offshore Investment Services (DMS) has confirmed that its AIF Management Company has been approved by the Central of Bank of Ireland.
AMG to rebrand mutual fund businesses
Affiliated Managers Group (AMG), a US-based investment management firm, is set to re-brand its mutual fund businesses as part of an effort to refocus on the US market and actively managed investment products.
Raymond James’ private client group Q1 pretax income up 34%
The private client group of Raymond James Financial has reported a pretax income of US$71.5 million for the first quarter of fiscal 2014, an increase of 34% compared to a year ago period.