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Hearsay rolls out new enterprise compliance platform

  • Published: 27 Mar 2017

US-based financial technology provider Hearsay has unveiled the next generation of its enterprise compliance platform to better counter social and digital risk.. read more

UBS deploys electronic signature service

  • Published: 27 Mar 2017

Swiss banking giant UBS has deployed the Qualified Electronic Signature (QES) service from Cryptomathic and SwissSign to strengthen security and control of its document management.. read more

Raymond James appoints new financial institutions division head

  • Published: 27 Mar 2017

Raymond James Financial has appointed Tim Killgoar as head of the financial institutions division (FID), replacing John Houston, who is stepping down from his position to take on the role of FID eastern division director.. read more

Credit Suisse loss deepens after settling mis-selling scandal

  • Published: 27 Mar 2017

Credit Suisse has reported that it loss for 2016 and the fourth quarter of 2016 broadened than the originally reported figure after adding provisions to settle a residential mortgage-backed securities (RMBS) case with the National Credit Union Administration Board (NCUA).. read more

P1 Investment Management unveils structured product managed portfolio service

  • Published: 27 Mar 2017

P1 Investment Management, a UK-based adviser-led discretionary fund management proposition, has teamed up with CUBE Investing to introduce a new structured product managed portfolio service.. read more

China’s HNA Group to buy 25% stake in Old Mutual’s US fund unit

  • Published: 27 Mar 2017

Chinese conglomerate HNA Group has agreed to acquire a 25% stake in Old Mutual’s US asset management arm in a deal worth around $446m.. read more

EFG International hires new head for Central Switzerland, Ticino, Italy region

  • Published: 27 Mar 2017

Swiss private bank EFG International has appointed Franco Polloni as head of Central Switzerland, Ticino and Italy region and a member of the executive committee.. read more

SFC fines Merrill Lynch Asia entities for internal control lapses

  • Published: 27 Mar 2017

The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Merrill Lynch Far East (MLFE) and Merrill Lynch Asia Pacific (MLAP) a combined amount of HK$15m ($1.93m) for internal control failures.. read more

InR Advisory Services selects BNY Mellon's Albridge for reporting platform

  • Published: 24 Mar 2017

Independent advisory firm InR Advisory Services has selected BNY Mellon's Albridge to provide integrated data aggregation and performance reporting solution.. read more

Canaccord Genuity to snap up C. Hoare & Co’s dealing and custody business

  • Published: 24 Mar 2017

Canaccord Genuity Wealth Management UK & Europe has agreed to acquire the investment dealing and custody business of British private bank C. Hoare & Co for an undisclosed sum.. read more

Global art market sales dip 11% in 2016

  • Published: 24 Mar 2017

Total sales in the global art market stood at $56.6bn in 2016, 11% less than the previous year, according to the first Art Basel and UBS Global Art Market Report.. read more

Rathbones rolls out new managed portfolio service

  • Published: 24 Mar 2017

British wealth manager Rathbones has introduced a new managed portfolio service for customers of financial advisers, effective from 3 April 2017.. read more

Falcon receives cash infusion from Abu Dhabi owner after slipping into loss

  • Published: 24 Mar 2017

Private banking boutique Falcon Group – involved in Malaysia’s 1MDB state investment fund scandal - has reported a loss of CHF128m for the financial year 2016.. read more

Arbuthnot Latham pre-tax profit surges 51% in 2016

  • Published: 24 Mar 2017

Arbuthnot Latham, the private banking unit of Arbuthnot Banking Group, has reported pre-tax profit of £9.1m for the year ended 31 December 2016, a 51% surge compared to £6m a year ago.. read more

CBA, Austrade ink fintech collaboration agreement

  • Published: 24 Mar 2017

The Commonwealth Bank of Australia (CBA) and Austrade have inked a collaboration pact to encourage the flow of fintech innovation between Australia and the UK.. read more

Ex-Merrill Lynch director launches new advisory business

  • Published: 23 Mar 2017

Xerxes Mullan and his team have left Merrill Lynch to launch an independent advisory firm in association with Dynasty Financial Partners.. read more

Goji unveils diversified P2P lending proposition

  • Published: 23 Mar 2017

Peer-to-peer lending platform (P2P) Goji has rolled out a diversified P2P lending bond for financial advisers and wealth managers in the UK.. read more

Sanlam to buy majority stake in PineBridge Investments East Africa

  • Published: 23 Mar 2017

Sanlam Emerging Markets, part of the Sanlam Group, has agreed to acquire a majority stake in Kenya-based PineBridge Investments East Africa (PIEAL) for an undisclosed sum.. read more

Mirabaud registers 17% jump in annual net income

  • Published: 23 Mar 2017

Mirabaud, a Swiss wealth and asset management group, has reported a consolidated net income of CHF31.6m for the year ended 31 December 2016, an increase of 16.7% compared to CHF27.1m a year ago.. read more

UOB Asset Management, T. Rowe Price partner for technology fund

  • Published: 23 Mar 2017

UOB Asset Management (UOBAM) has teamed up with T. Rowe Price, a US-based asset manager, to allow retail investors in Singapore to tap into technology fund.. read more


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